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National RIA Dataset — All 50 States
16,259 Firms • U.S. Nationwide Coverage
Dataset Overview
16,259 state-registered investment advisory firms. All 50 states. Sourced from the SEC/FINRA IAPD State IA Compilation Feed as of May 21, 2026.
This is the most complete structured file of U.S. state-registered RIA firms available as a commercial download. The state-registered population sits below the SEC registration threshold — these firms do not appear in standard SEC EDGAR RIA directories and are absent from most commercial wealth management databases.
43 structured fields per record. Delivered as an instant-download ZIP containing Excel (Cover / Data / Summary tabs) + CSV for CRM or workflow import.
Field Categories Covered
- Firm identity and CRD number
- Principal office address and state
- AUM tier classification
- Fee model indicators (fee-only, commission, wrap)
- Client type composition
- Custody status
- Disciplinary flag
- Web presence status
- DataBILT enrichment fields
Key Statistics
- 16,259 total firms
- 464 near-threshold firms identified as potential M&A targets
- All 50 states represented
- Source date: May 21, 2026
Who Buys This
- Wholesalers building national RIA distribution lists
- CRM platforms enriching advisor data
- Alternative asset managers identifying retail distribution partners
- Data resellers building wealth management databases
- Compliance and regtech firms mapping the state-registered adviser landscape